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Accountant's Reports
Accountant's Reports
Annual Accountant’s Report filings are due within 120 days of your brokerage’s fiscal year end.
How to Submit
Filing the Accountant’s Report
- Download the required forms below:
- Complete the required forms, ensuring that all bank accounts, including the general account(s) are listed. Save a copy of the required forms, including the required Review Engagement financial statements (or Compilation Engagement, if authorized) to your system.
- Log into IRIS.
- Upload the Accountant’s Report or Trust Account Declaration and financial statements to the Accountant’s Report Filings submission page.
- Upload the Brokerage Financial Filing to the Brokerage Financial Information Filing submission page.
Contact Us
Phone UsMonday to Friday
8:30 a.m. to 4:30 p.m.
- Local
- (604) 660-3555
- Toll-Free
- (866) 206-3030
- Fax
- (604) 660-3365